COMPLIANCE EXCHANGE GROUP

Financial consultant

0(0 reviews)

Services Offered

Regulatory consulting
CCO outsourcing
FINOP outsourcing
CMA-1017 services
Outsourced principals

About

Compliance Exchange Group is a financial consulting firm located in Hauppauge, New York. The firm specializes in providing compliance services to FINRA regulated broker-dealers across the continental U.S. Their offerings include outsourced principals, regulatory consulting, Chief Compliance Officer (CCO) and Financial Operations Principal (FINOP) outsourcing, as well as CMA-1017 services. Compliance Exchange Group is dedicated to helping broker-dealers overcome growth barriers and enhance their operational efficiency.

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Location

150 Motor Pkwy #401, Hauppauge, New York

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Contact This Advisor

Business Information

Address

150 Motor Pkwy #401
Hauppauge, New York 11788

Phone

+1631-595-5305

Website

https://cxgllc.com/

Business Hours

Contact for business hours